Webster Anthony 4

4 · Evoqua Water Technologies Corp. · Filed May 26, 2023

Form 4

Period: 2023-05-24

Executive Vice President, CHRO

Transactions

Disposition to Issuer
Stock Option (Right to Buy)
2023-05-24−32,468→ 0 total
Exercise: $12.67Exp: 2029-02-14→ Common Stock (32,468 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2023-05-24−19,492→ 0 total
Exercise: $24.76Exp: 2031-02-16→ Common Stock (19,492 underlying)
Award
Common Stock
2023-05-24+17,009→ 121,301 total
Disposition to Issuer
Common Stock
2023-05-24−121,301→ 0 total
Disposition to Issuer
Stock Option (Right to Buy)
2023-05-24−33,279→ 0 total
Exercise: $20.88Exp: 2028-04-02→ Common Stock (33,279 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2023-05-24−24,773→ 0 total
Exercise: $23.63Exp: 2030-02-14→ Common Stock (24,773 underlying)

Footnotes (7)

[F1]Represents performance share units ("PSUs") that became earned (at target award level) pursuant to the merger agreement among Xylem Inc., Fore Merger Sub, Inc. and the issuer, dated as of Jan. 22, 2023, upon effectiveness of the merger on May 24, 2023.
[F2]Disposed of pursuant to the merger agreement. Upon effectiveness of the merger, (i) each issued and outstanding share of issuer common stock was exchanged for 0.48 Xylem common shares, with cash paid in lieu of fractional shares, and (ii) unvested restricted stock units ("RSUs") and PSUs (at target award level) were converted into RSUs relating to Xylem common shares, by multiplying the number of shares of issuer common stock underlying the award and 0.48, rounded down to the nearest whole share.
[F3]This option is fully vested.
[F4]Pursuant to the merger agreement, outstanding options for issuer common stock were assumed by Xylem and converted into options for Xylem common shares, in an amount equal to the number of shares of issuer common stock underlying the options multiplied by 0.48, rounded down to the nearest whole share.
[F5]Pursuant to the merger agreement, the Xylem option exercise price is equal to the issuer option exercise price divided by 0.48, rounded up to the nearest whole cent.
[F6]This option vests in four equal annual installments starting on Jan. 1, 2021.
[F7]This option vests in four equal annual installments starting on Feb. 16, 2022.

Documents

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