Home/Filings/3/0001605484-23-000079
3//SEC Filing

FCA US LLC 3

Accession 0001605484-23-000079

CIK 0001824502operating

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 6:36 PM ET

Size

17.5 KB

Accession

0001605484-23-000079

Insider Transaction Report

Form 3
Period: 2023-06-23
Holdings
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2026-07-19Class A Common Stock (1,077,024 underlying)
  • Class A Common Stock

    17,485,264
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2028-01-03Class A Common Stock (15,000,000 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2025-11-06Class A Common Stock (1,671,202 underlying)
Holdings
  • Class A Common Stock

    17,485,264
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2028-01-03Class A Common Stock (15,000,000 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2026-07-19Class A Common Stock (1,077,024 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2025-11-06Class A Common Stock (1,671,202 underlying)
FCA US LLC
10% Owner
Holdings
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2026-07-19Class A Common Stock (1,077,024 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2025-11-06Class A Common Stock (1,671,202 underlying)
  • Class A Common Stock

    17,485,264
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2028-01-03Class A Common Stock (15,000,000 underlying)
SFS UK 1 LTD.
10% Owner
Holdings
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2025-11-06Class A Common Stock (1,671,202 underlying)
  • Class A Common Stock

    17,485,264
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2028-01-03Class A Common Stock (15,000,000 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2026-07-19Class A Common Stock (1,077,024 underlying)
Holdings
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2028-01-03Class A Common Stock (15,000,000 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2026-07-19Class A Common Stock (1,077,024 underlying)
  • Class A Common Stock

    17,485,264
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2025-11-06Class A Common Stock (1,671,202 underlying)
Holdings
  • Class A Common Stock

    17,485,264
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2028-01-03Class A Common Stock (15,000,000 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2025-11-06Class A Common Stock (1,671,202 underlying)
  • Warrants to Purchase Class A Common Stock (right to buy)

    Exercise: $0.01Exp: 2026-07-19Class A Common Stock (1,077,024 underlying)
Footnotes (4)
  • [F1]Includes 9,985,264 shares owned directly by Stellantis and 7,500,000 shares owned directly by FCA Italy S.p.A.
  • [F2]The warrant becomes exercisable in 3 separate tranches upon either (i) performance by Stellantis of undertakings set forth in the Manufacturing Collaboration Agreement, dated as of Jan 3, 2023, between Issuer and Stellantis (the "Agreement") or (ii) the VWAP for the Class A Common Stock exceeds certain specified amounts. The warrant is immediately exercisable on (i) Automotive OEM Change of Control (as defined in the Agreement) upon expiration of Stellantis' right to terminate the Collaboration Agreement or (ii) a Liquidation Event (as defined in the Agreement) if Agreement is not terminated by Issuer or Stellantis prior to such Liquidation Event. The warrant shall be exercisable with respect to Class A Common Stock that have become vested in accordance with the terms of the warrant, at any time, on or before the earliest of (i) immediately prior to a Liquidation Event, and (ii) Jan 3, 2028.
  • [F3]Under a warrant dated November 6, 2020, FCA US is entitled to purchase up to 1,671,202 shares of Class A Common Stock at an exercise price of $0.01 per share. Such warrant has become fully exercisable in accordance with its terms, and expires on November 6, 2025. This warrant is owned directly by FCA US.
  • [F4]Under a warrant dated July 19, 2021, FCA Italy is entitled to purchase up to 1,077,024 shares of Class A Common Stock at an exercise price of $0.01 per share. Such warrant has become fully exercisable in accordance with its terms, and expires on or before the earliest of (i) July 19, 2026 and (ii) immediately prior to the closing of a Liquidation Event. This warrant is owned directly by FCA Italy.

Issuer

Archer Aviation Inc.

CIK 0001824502

Entity typeoperating
IncorporatedMI

Related Parties

1
  • filerCIK 0001513153

Filing Metadata

Form type
3
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 6:36 PM ET
Size
17.5 KB