Home/Filings/4/0001606268-16-000257
4//SEC Filing

Spark Energy, Inc. 4

Accession 0001606268-16-000257

$VIASPCIK 0001606268operating

Filed

May 19, 8:00 PM ET

Accepted

May 20, 4:32 PM ET

Size

11.6 KB

Accession

0001606268-16-000257

Insider Transaction Report

Form 4
Period: 2016-05-18
Hodges Georganne
See Remarks
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2016-05-18+2,7157,854 total
  • Exercise/Conversion

    Restricted Stock Unit

    2016-05-182,71522,316 total
    Class A Common Stock (2,715 underlying)
  • Award

    Restricted Stock Unit

    2016-05-18+10,00032,316 total
    Class A Common Stock (10,000 underlying)
  • Tax Payment

    Class A Common Stock

    2016-05-18$29.91/sh745$22,2877,109 total
Holdings
  • Class A Common Stock

    5,139
Footnotes (5)
  • [F1]The shares of Class A Common Stock reported represent shares issued as a result of vesting of 2,715 Restricted Stock Units ("RSU") on May 18, 2016.
  • [F2]Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock, par value $0.01 per share, vesting on May 18, 2016 in an amount equal to the requisite withholding obligation.
  • [F3]Vesting price is based on the closing price of common stock on May 18, 2016, pursuant to the Spark Energy, Inc. Long Term Incentive Plan.
  • [F4]Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5.
  • [F5]The RSUs will vest ratably over four years commencing May 18, 2017.

Issuer

Spark Energy, Inc.

CIK 0001606268

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001606268

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:32 PM ET
Size
11.6 KB