TxEx Energy Investments, LLC 4
4 · Spark Energy, Inc. · Filed Nov 13, 2018
Insider Transaction Report
Form 4
Maxwell W Keith III
Director10% Owner
Transactions
- Purchase
Class A Common Stock
2018-11-08$9.20/sh+15,801$145,369→ 1,300,019 total - Purchase
Class A Common Stock
2018-11-09$9.15/sh+13,800$126,270→ 1,313,819 total
Holdings
- 1,328,008(indirect: See footnotes)
Class A Common Stock
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.05 to $9.50, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.01 to $9.44, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F3]Held directly by Retailco, LLC ("Retailco"). Retailco is a wholly-owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell III.