4//SEC Filing
TxEx Energy Investments, LLC 4
Accession 0001606268-18-000112
CIK 0001606268other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:12 PM ET
Size
11.2 KB
Accession
0001606268-18-000112
Insider Transaction Report
Form 4
TxEx Energy Investments, LLC
10% Owner
Transactions
- Purchase
Class A Common Stock
2018-11-09$9.15/sh+13,800$126,270→ 1,313,819 total - Purchase
Class A Common Stock
2018-11-08$9.20/sh+15,801$145,369→ 1,300,019 total
Holdings
- 1,328,008(indirect: See footnotes)
Class A Common Stock
Maxwell W Keith III
Director10% Owner
Transactions
- Purchase
Class A Common Stock
2018-11-08$9.20/sh+15,801$145,369→ 1,300,019 total - Purchase
Class A Common Stock
2018-11-09$9.15/sh+13,800$126,270→ 1,313,819 total
Holdings
- 1,328,008(indirect: See footnotes)
Class A Common Stock
Retailco, LLC
10% Owner
Transactions
- Purchase
Class A Common Stock
2018-11-08$9.20/sh+15,801$145,369→ 1,300,019 total - Purchase
Class A Common Stock
2018-11-09$9.15/sh+13,800$126,270→ 1,313,819 total
Holdings
- 1,328,008(indirect: See footnotes)
Class A Common Stock
Footnotes (3)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.05 to $9.50, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.01 to $9.44, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F3]Held directly by Retailco, LLC ("Retailco"). Retailco is a wholly-owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell III.
Documents
Issuer
Spark Energy, Inc.
CIK 0001606268
Entity typeother
IncorporatedTX
Related Parties
1- filerCIK 0001664236
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 6:12 PM ET
- Size
- 11.2 KB