Home/Filings/4/A/0001606268-18-000130
4/A//SEC Filing

Melman Gil 4/A

Accession 0001606268-18-000130

CIK 0001606268other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 6:10 PM ET

Size

10.8 KB

Accession

0001606268-18-000130

Insider Transaction Report

Form 4/AAmended
Period: 2018-09-13
Melman Gil
See Remarks
Transactions
  • Award

    Restricted Stock Unit

    2018-09-13$8.70/sh+417$3,62820,417 total
    Class A Common Stock (417 underlying)
  • Award

    Restricted Stock Unit

    2018-09-13$8.70/sh+625$5,43830,625 total
    Class A Common Stock (625 underlying)
  • Award

    Restricted Stock Unit

    2018-09-13$8.70/sh+1,662$14,45981,481 total
    Class A Common Stock (1,662 underlying)
Footnotes (6)
  • [F1]Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
  • [F2]These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
  • [F3]These RSUs will vest in full on May 18, 2019.
  • [F4]Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
  • [F5]These RSUs vest ratably over four years in May of each year.
  • [F6]These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.

Issuer

Spark Energy, Inc.

CIK 0001606268

Entity typeother

Related Parties

1
  • filerCIK 0001613697

Filing Metadata

Form type
4/A
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 6:10 PM ET
Size
10.8 KB