Home/Filings/4/0001606268-20-000090
4//SEC Filing

Jones James G II 4

Accession 0001606268-20-000090

CIK 0001606268other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 4:32 PM ET

Size

8.7 KB

Accession

0001606268-20-000090

Insider Transaction Report

Form 4
Period: 2020-09-15
Transactions
  • Award

    Restricted Stock Unit

    2020-09-15$9.05/sh+306$2,76916,838 total
    Class A Common Stock (306 underlying)
  • Award

    Restricted Stock Unit

    2020-09-15$9.05/sh+803$7,26739,675 total
    Class A Common Stock (803 underlying)
Footnotes (6)
  • [F1]Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
  • [F2]These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
  • [F3]These Restricted Stock Units vest ratably over the next three years on May 18, 2021, May 18, 2022 and May 18, 2023.
  • [F4]The price is based on the closing price on Tuesday, September 1, 2020.
  • [F5]Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.
  • [F6]These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.

Issuer

Spark Energy, Inc.

CIK 0001606268

Entity typeother

Related Parties

1
  • filerCIK 0001613778

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 4:32 PM ET
Size
8.7 KB