Jones James G II 4
4 · Spark Energy, Inc. · Filed May 20, 2021
Insider Transaction Report
Form 4
Jones James G II
Director
Transactions
- Tax Payment
Class A Common Stock
2021-05-18$10.70/sh−1,349$14,434→ 59,972 total - Exercise/Conversion
Class A Common Stock
2021-05-18+10,723→ 58,613 total - Exercise/Conversion
Restricted Stock Unit
2021-05-18−10,723→ 30,377 total→ Class A Common Stock (10,723 underlying) - Tax Payment
Class A Common Stock
2021-05-18$10.70/sh−2,681$28,687→ 55,932 total - Exercise/Conversion
Class A Common Stock
2021-05-18+5,389→ 61,321 total - Exercise/Conversion
Restricted Stock Unit
2021-05-18−5,389→ 12,127 total→ Class A Common Stock (5,389 underlying) - Award
Restricted Stock Unit
2021-05-18+52,247→ 52,247 total→ Class A Common Stock (52,247 underlying)
Footnotes (8)
- [F1]The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 10,723 restricted stock units (the "Restricted Stock Units") on May 18, 2020.
- [F2]Payment for tax liability through the withholding of shares of Class A Common Stock in an amount equal to the requisite withholding obligation.
- [F3]The shares of Class A Common Stock reported represent shares issued as a result of vesting of 5,389 Restricted Stock Units on May 18, 2020.
- [F4]Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
- [F5]These Restricted Stock Units vest ratably over four years beginning on May 18, 2021.
- [F6]Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.
- [F7]These Restricted Stock Units vest ratably over three years beginning on May 18, 2020.
- [F8]These Restricted Stock Units vest ratably over the next four years beginning on May 18, 2022.