|4Jun 16, 4:06 PM ET

Jones James G II 4

4 · Spark Energy, Inc. · Filed Jun 16, 2021

Insider Transaction Report

Form 4
Period: 2021-06-15
Transactions
  • Award

    Restricted Stock Unit

    2021-06-15$10.30/sh+179$1,84412,306 total
    Class A Common Stock (179 underlying)
  • Award

    Restricted Stock Unit

    2021-06-15$10.30/sh+1,488$15,32684,112 total
    Class A Common Stock (1,488 underlying)
Footnotes (6)
  • [F1]Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
  • [F2]These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
  • [F3]These Restricted Stock Units vest ratably over the next two years on May 18, 2022 and May 18, 2023.
  • [F4]The price is based on the closing price on Tuesday, June 1, 2021.
  • [F5]Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.
  • [F6]These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.

Documents

1 file
  • 4
    wf-form4_162387398241526.xmlPrimary

    FORM 4