4/A//SEC Filing
Clay Barbara 4/A
Accession 0001606268-21-000111
CIK 0001606268other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 3:10 PM ET
Size
9.4 KB
Accession
0001606268-21-000111
Insider Transaction Report
Form 4/AAmended
Clay Barbara
Acting General Counsel and Sec
Transactions
- Exercise/Conversion
Class A Common Stock
2021-05-18+14,261→ 14,261 total - Exercise/Conversion
Restricted Stock Unit
2021-05-18−14,261→ 14,261 total→ Class A Common Stock (14,261 underlying) - Disposition to Issuer
Class A Common Stock
2021-05-18$10.70/sh−6,274$67,132→ 7,987 total
Footnotes (4)
- [F1]The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 14,261 restricted stock units (the "Restricted Stock Units") on May 18, 2021. Of the 14,261 Restricted Stock Units, 7,987 Restricted Stock Units were settled in shares of Class A Common Stock and 6,274 Restricted Stock Units were cash settled based on the closing price on the date of vesting.
- [F2]This amendment is being filed to update the shares reported in column 4, which were inadvertently misstated on the original Form 4. The correct number of shares that we settled in cash is 6,274 shares.
- [F3]Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
- [F4]The Restricted Stock Units were scheduled to vest 50% on May 18, 2021 and 50% on May 18, 2022.
Documents
Issuer
Via Renewables, Inc.
CIK 0001606268
Entity typeother
Related Parties
1- filerCIK 0001824354
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 3:10 PM ET
- Size
- 9.4 KB