DUBERSTEIN DONALD 5/A
5/A · MOBETIZE, CORP. · Filed Aug 2, 2017
Insider Transaction Report
Form 5/AAmended
MOBETIZE, CORP.MPAY
DUBERSTEIN DONALD
Director
Transactions
- Award
Common Stock Options
2015-10-01+5→ 690 totalExercise: $60.00From: 2017-04-01Exp: 2020-09-30→ Common Stock (5 underlying) - Award
Common Stock Warrants
2014-06-25$75.00/sh+1,300$97,500→ 650 totalExercise: $100.00From: 2014-06-25Exp: 2018-06-24→ Common Stock (650 underlying) - Award
Common Stock Warrants
2014-12-11$100.00/sh+784$78,400→ 1,042 totalExercise: $125.00From: 2014-12-11Exp: 2018-12-10→ Common Stock (392 underlying) - Award
Common Stock Warrants
2015-08-31$25.00/sh+2,500$62,500→ 2,292 totalExercise: $100.00From: 2015-08-31Exp: 2018-09-01→ Common Stock (1,250 underlying)
Footnotes (5)
- [F1]On July 11, 2017, the Issuer effected a 1/100 consolidation of its common stock. The numbers of common stock options and common stock warrants disclosed herein all reflect said consolidation.
- [F2]Donald Duberstein was granted two 2,400 stock options on October 1, 2015, pursuant to the Issuer's 2015 Stock Option Plan in connection with his service as a Director. The stock options are exercisable at $60.00 per share subject to a vesting schedule of 600 on grant while the remainder vest on a monthly basis at 5 options per month until all are vested, or otherwise terminated.
- [F3]On June 25, 2014, the Issuer closed a private placement of investment units. Each investment unit consisted of shares of the Issuer's common stock and one half-warrant. The warrants are exercisable at $60.00 per share and valid for four years from issue. Mr. Duberstein purchased 800 investment units and was issued 500 financing half-warrants in connection with the private placement.
- [F4]On December 11, 2014, the Issuer closed a private placement of investment units. Each investment unit consisted of one share of the Issuer's common stock and one half-warrant. The warrants are exercisable at $125 per share and valid for four years from issue. Mr. Duberstein purchased 334 investment units and was issued 450 financing half-warrants in connection with the private placement.
- [F5]On September 1, 2015, the Issuer closed a private placement of investment units. Each investment unit consisted of one share of the Issuer's common stock and one half-warrant. The warrants are exercisable at $100 per share and valid for three years from the date of issue. Mr. Duberstein purchased 2,500 investment units in connection with the private placement.