5/A//SEC Filing
DUBERSTEIN DONALD 5/A
Accession 0001607062-17-000252
CIK 0001546679other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 7:27 PM ET
Size
14.0 KB
Accession
0001607062-17-000252
Insider Transaction Report
Form 5/AAmended
MOBETIZE, CORP.MPAY
DUBERSTEIN DONALD
Director
Transactions
- Award
Common Stock Options
2015-10-01+5→ 690 totalExercise: $60.00From: 2017-04-01Exp: 2020-09-30→ Common Stock (5 underlying) - Award
Common Stock Warrants
2014-06-25$75.00/sh+1,300$97,500→ 650 totalExercise: $100.00From: 2014-06-25Exp: 2018-06-24→ Common Stock (650 underlying) - Award
Common Stock Warrants
2014-12-11$100.00/sh+784$78,400→ 1,042 totalExercise: $125.00From: 2014-12-11Exp: 2018-12-10→ Common Stock (392 underlying) - Award
Common Stock Warrants
2015-08-31$25.00/sh+2,500$62,500→ 2,292 totalExercise: $100.00From: 2015-08-31Exp: 2018-09-01→ Common Stock (1,250 underlying)
Footnotes (5)
- [F1]On July 11, 2017, the Issuer effected a 1/100 consolidation of its common stock. The numbers of common stock options and common stock warrants disclosed herein all reflect said consolidation.
- [F2]Donald Duberstein was granted two 2,400 stock options on October 1, 2015, pursuant to the Issuer's 2015 Stock Option Plan in connection with his service as a Director. The stock options are exercisable at $60.00 per share subject to a vesting schedule of 600 on grant while the remainder vest on a monthly basis at 5 options per month until all are vested, or otherwise terminated.
- [F3]On June 25, 2014, the Issuer closed a private placement of investment units. Each investment unit consisted of shares of the Issuer's common stock and one half-warrant. The warrants are exercisable at $60.00 per share and valid for four years from issue. Mr. Duberstein purchased 800 investment units and was issued 500 financing half-warrants in connection with the private placement.
- [F4]On December 11, 2014, the Issuer closed a private placement of investment units. Each investment unit consisted of one share of the Issuer's common stock and one half-warrant. The warrants are exercisable at $125 per share and valid for four years from issue. Mr. Duberstein purchased 334 investment units and was issued 450 financing half-warrants in connection with the private placement.
- [F5]On September 1, 2015, the Issuer closed a private placement of investment units. Each investment unit consisted of one share of the Issuer's common stock and one half-warrant. The warrants are exercisable at $100 per share and valid for three years from the date of issue. Mr. Duberstein purchased 2,500 investment units in connection with the private placement.
Documents
Issuer
MOBETIZE, CORP.
CIK 0001546679
Entity typeother
Related Parties
1- filerCIK 0001653057
Filing Metadata
- Form type
- 5/A
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 7:27 PM ET
- Size
- 14.0 KB