MOBETIZE, CORP.|4Sep 13, 10:31 AM ET

HANS AJAY 4

4 · MOBETIZE, CORP. · Filed Sep 13, 2018

Form 4

Period: 2018-08-21

DirectorChief Executive Officer10% Owner

Transactions

Exercise/Conversion
Common Stock
2018-08-29+2,254,269→ 5,466,547 total(indirect: Corp.)
Exercise/Conversion
Common Stock
2018-08-29+3,212,278→ 7,031,547 total(indirect: Corp.)
Exercise/Conversion
Series B Preferred
2018-08-29−3,212,278→ 0 total(indirect: Corp.)
From: 2018-05-22→ Common Stock (3,212,278 underlying)
Exercise/Conversion
Series B Preferred
2018-08-29−1,565,000→ 5,466,547 total
From: 2018-05-22→ Common Stock (1,565,000 underlying)
Exercise/Conversion
Series B Preferred
2018-08-29−2,254,269→ 3,212,278 total(indirect: Corp.)
From: 2018-05-22→ Common Stock (2,254,269 underlying)
Exercise/Conversion
Common Stock
2018-08-21+1,565,000→ 1,565,000 total
Sale
Series B Preferred
2018-08-21$0.01/sh−3,000,000$30,000→ 7,031,547 total
From: 2018-05-22→ Common Stock (3,000,000 underlying)

Footnotes (3)

[F1]Ajay Hans, the chief executive officer and a director of the Registrant, converted 7,031,547 shares of Series B Preferred Stock into 7,031,547 shares of Common Stock. Mr. Hans holds 1,565,000 shares of the Registranta(euro)(TM)s Common Stock personally, 3,650,000 shares of Common Stock through 085374 BC Ltd. and 3,212,278 shares of Common Stock through Alligato Inc.
[F2]The conversion of Series B Preferred shares to Common Stock does not require a conversion price or exercise price, rather shares of Series B Preferred were exchanged for shares of Common Stock.
[F3]Series B Preferred shares have no expiration date and are cancelled on conversion to Common Stock.

Documents

1 file