|4Sep 13, 10:35 AM ET

DUBERSTEIN DONALD 4

4 · MOBETIZE, CORP. · Filed Sep 13, 2018

Insider Transaction Report

Form 4
Period: 2018-08-13
Transactions
  • Exercise/Conversion

    Common Stock

    2018-08-29+20,0002,419,167 total(indirect: Corp.)
  • Exercise/Conversion

    Series B Preferred

    2018-08-292,399,16720,000 total
    From: 2018-05-22Common Stock (2,399,167 underlying)
  • Exercise/Conversion

    Series B Preferred

    2018-08-2920,0000 total
    From: 2018-05-22Common Stock (2,419,167 underlying)
  • Exercise/Conversion

    Common Stock

    2018-08-29+2,399,1672,399,167 total
Footnotes (3)
  • [F1]Donald Duberstein, a director of the registrant, converted 2,419,167 shares of Series B Preferred into 2,419,167 shares of Common Stock. Mr. Duberstein holds 2,399,167 shares of the registranta(euro)(TM)s Common Stock personally, and 20,000 shares of Common Stock through The Duberstein Organization, a related party.
  • [F2]The conversion of Series B Preferred shares to Common Stock does not require a conversion price or exercise price, rather shares of Series B Preferred were exchanged for shares of Common Stock.
  • [F3]Series B Preferred shares have no expiration date and are cancelled on conversion to Common Stock.

Documents

1 file
  • 4
    ownership.xmlPrimary