Applied UV, Inc.·5

Feb 14, 3:20 PM ET

Munn Max 5

5 · Applied UV, Inc. · Filed Feb 14, 2022

Insider Transaction Report

Form 5
Period: 2021-12-31
Munn Max
DirectorPresident10% Owner
Transactions
  • Purchase

    Non-Qualified Stock Option (Right to Buy)

    2021-03-04+240,983309,835 total
    Exercise: $7.80From: 2021-04-30Exp: 2031-03-04Common Stock (240,983 underlying)
Footnotes (2)
  • [F1]The Form 4 filed on December 22, 2021 reported 68,852 vested shares underlying an option granted to Mr. Munn pursuant to his employment agreement which have an exercise price equal to the closing price of the Company's common stock on the Effective Date and which vest at the rate of 1/36th per month, commencing on April 1, 2021. The 240,983 options reported on this Form 5 were not previously reported in a form 4 filing.
  • [F2]Non-qualified stock options vest monthly (1/36th of the total number per month) through March 31, 2024.

Documents

1 file
  • 5
    ownership.xmlPrimary