4//SEC Filing
VENKATACHARI SURESH 4
Accession 0001607062-22-000683
CIK 0001839285other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:22 PM ET
Size
12.7 KB
Accession
0001607062-22-000683
Insider Transaction Report
Form 4
VENKATACHARI SURESH
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2020-05-08$0.30/sh+25,500,000$7,650,000→ 25,500,000 total(indirect: Note) - Award
Common Stock
2021-07-12$0.00/sh+750,000$750→ 750,000 total - Award
Super Voting Preferred Stock
2021-07-12+6,000→ 6,000 total
Holdings
- 250,000
Incentive Stock Option (right to buy)
Exercise: $0.40From: 2021-07-12Exp: 2026-07-12→ Common Stock (250,000 underlying) - 150,000
Incentive Stock Option (right to buy)
Exercise: $0.40From: 2021-12-31Exp: 2026-01-01→ Common Stock (150,000 underlying) - 350,000
Stock Option (Right To Buy)
Exercise: $0.19From: 2022-11-09Exp: 2027-11-09→ Common Stock (250,000 underlying)
Footnotes (4)
- [F1]Consists of 25,500,000 shares of Common Stock owned directly by SecureKloud Technologies, Inc., a Nevada corporation ("SKT"), and thus owned indirectly by Mr. Venkatachari due to his voting control over HCTI Common Stock through his position as a director and the Chief Executive Officer and the beneficial owner of 37% of the voting securities of SKT, and his position as a director and the Chief Executive Officer of SecureKloud Technologies, Ltd., a publicly traded company in India, that is the 65.2% owner of SKT.
- [F2]Incentive stock option granted on January 1, 2021 of which 25% vested on December 31, 2021, the remaining balance of which vests monthly over 36 months.
- [F3]Granted pursuant to Mr. Venkatachari's employment agreement dated July 12, 2021 and filed as Exhibit 10.13 to Pre-Effective Amendment No. 4 to the Registration Statement on Form S-1 by Healthcare Triangle, Inc. (File No. 333-259180) on October 8, 2021.
- [F4]Incentive stock option granted 11/09/2022 under the Company's 2020 Plan. The options vested immediately, and are for a 5-year period.
Documents
Issuer
Healthcare Triangle, Inc.
CIK 0001839285
Entity typeother
Related Parties
1- filerCIK 0001158609
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 4:22 PM ET
- Size
- 12.7 KB