4/A//SEC Filing
VENKATACHARI SURESH 4/A
Accession 0001607062-22-000687
CIK 0001839285other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 5:27 PM ET
Size
13.3 KB
Accession
0001607062-22-000687
Insider Transaction Report
Form 4/AAmended
VENKATACHARI SURESH
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2020-04-27$0.30/sh+25,500,000$7,650,000→ 25,500,000 total(indirect: Note) - Award
Super Voting Preferred Stock
2021-07-12+6,000→ 6,000 total - Award
Common Stock
2020-04-27$0.00/sh+750,000$750→ 750,000 total
Holdings
- 150,000
Incentive Stock Option (right to buy)
Exercise: $0.40From: 2021-12-31Exp: 2026-01-01→ Common Stock (150,000 underlying) - 250,000
Incentive Stock Option (right to buy)
Exercise: $0.40From: 2021-07-12Exp: 2026-07-12→ Common Stock (250,000 underlying) - 350,000
Stock Option (Right To Buy)
Exercise: $0.19From: 2022-11-09Exp: 2027-11-09→ Common Stock (250,000 underlying)
Footnotes (5)
- [F1]The original Form 4 filed on November 14, 2022 is amended by this Form 4 amendment to correctly reflect the date of acquisition(s) of the reporting person' ownership of Company's Common Stock, which inadvertently mentioned the date of acquisition as May 08, 2020 (for row 2) and July 12, 2021 (for row 1), instead of the original April 27, 2020. No other changes have been made to the original Form 4.
- [F2]Consists of 25,500,000 shares of Common Stock owned directly by SecureKloud Technologies, Inc., a Nevada corporation ("SKT"), and thus owned indirectly by Mr. Venkatachari due to his voting control over HCTI Common Stock through his position as a director and the Chief Executive Officer and the beneficial owner of 37% of the voting securities of SKT, and his position as a director and the Chief Executive Officer of SecureKloud Technologies, Ltd., a publicly traded company in India, that is the 65.2% owner of SKT.
- [F3]Incentive stock option granted on January 1, 2021 of which 25% vested on December 31, 2021, the remaining balance of which vests monthly over 36 months.
- [F4]Granted pursuant to Mr. Venkatachari's employment agreement dated July 12, 2021 and filed as Exhibit 10.13 to Pre-Effective Amendment No. 4 to the Registration Statement on Form S-1 by Healthcare Triangle, Inc. (File No. 333-259180) on October 8, 2021.
- [F5]Incentive stock option granted 11/09/2022 under the Company's 2020 Plan. The options vested immediately, and are for a 5-year period.
Documents
Issuer
Healthcare Triangle, Inc.
CIK 0001839285
Entity typeother
Related Parties
1- filerCIK 0001158609
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 5:27 PM ET
- Size
- 13.3 KB