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4//SEC Filing

Garateix Ernie J 4

Accession 0001607776-26-000002

CIK 0001598665other

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 7:42 PM ET

Size

6.7 KB

Accession

0001607776-26-000002

Research Summary

AI-generated summary of this filing

Updated

Heritage Insurance (HRTG) CEO Ernie Garateix Sells $216.9K in Shares

What Happened
Ernie J. Garateix, Chief Executive Officer of Heritage Insurance Holdings, sold a total of 8,334 shares in open‑market transactions on January 20, 2026. The filings list two sales: 8,234 shares at $26.02 each (proceeds $214,249) and 100 shares at $26.67 each (proceeds $2,667), for total gross proceeds of $216,916. These were sales (not purchases).

Key Details

  • Transaction date: January 20, 2026. Form filed January 22, 2026 (timely filing).
  • Reported line items: 8,234 shares @ $26.02 = $214,249; 100 shares @ $26.67 = $2,667. Total = $216,916.
  • Footnote F1: Sales were effected pursuant to a Rule 10b5‑1 trading plan adopted June 13, 2025.
  • Footnote F2: Filing notes a weighted average and states share prices for the transaction range from $25.62 to $26.55; the reporting person will provide a per‑price breakdown to the SEC or others on request.
  • Shares owned after transaction: not specified in the excerpt provided — check the full Form 4 for post‑transaction beneficial ownership.

Context
These sales were made under a pre‑established 10b5‑1 plan, which generally indicates automated, prearranged trading rather than ad hoc insider selling. Sales are common and do not, by themselves, indicate management’s view of the company’s prospects; purchases tend to be more informative for bullish signals.

Insider Transaction Report

Form 4
Period: 2026-01-20
Garateix Ernie J
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-01-20$26.02/sh8,234$214,2491,128,604 total
  • Sale

    Common Stock

    [F1]
    2026-01-20$26.67/sh100$2,6671,128,504 total
Footnotes (2)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted on June 13, 2025.
  • [F2]Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $25.62 to $26.55 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Signature
/s/ Ernie J. Garateix|2026-01-22

Issuer

Heritage Insurance Holdings, Inc.

CIK 0001598665

Entity typeother

Related Parties

1
  • filerCIK 0001607776

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 7:42 PM ET
Size
6.7 KB