4//SEC Filing
Bates Kevin Dean 4
Accession 0001609591-18-000001
CIK 0001000045other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 12:59 PM ET
Size
13.7 KB
Accession
0001609591-18-000001
Insider Transaction Report
Form 4
Bates Kevin Dean
DirectorSenior VP of Operations
Transactions
- Exercise/Conversion
Common Stock
2018-03-19$3.60/sh+3,300$11,880→ 45,536 total - Exercise/Conversion
Stock Option(right to buy)
2018-03-19−3,300→ 0 totalExercise: $3.60Exp: 2018-03-19→ Common Stock (3,300 underlying)
Holdings
- 1,500
Stock Option(right to buy)
Exercise: $10.96Exp: 2021-05-09→ Common Stock (1,500 underlying) - 10,000
Stock Option(right to buy)
Exercise: $10.87Exp: 2022-05-03→ Common Stock (10,000 underlying) - 5,500
Stock Option(right to buy)
Exercise: $1.20Exp: 2019-05-05→ Common Stock (5,500 underlying) - 5,500
Stock Option(right to buy)
Exercise: $0.77Exp: 2018-11-06→ Common Stock (5,500 underlying) - 25,000
Stock Option(right to buy)
Exercise: $14.37Exp: 2024-06-13→ Common Stock (25,000 underlying)
Footnotes (7)
- [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F2]The option vested in five equal installments beginning on March 19, 2008.
- [F3]The option vested in five equal installments beginning on November 6, 2008.
- [F4]The option vested in five equal installments beginning on May 5, 2009.
- [F5]The option vested in five equal installments beginning on May 9, 2011.
- [F6]The option vested in five equal installments beginning on May 3, 2012.
- [F7]The option vested in five equal installments beginning on June 13, 2014.
Documents
Issuer
NICHOLAS FINANCIAL INC
CIK 0001000045
Entity typeother
Related Parties
1- filerCIK 0001609591
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 12:59 PM ET
- Size
- 13.7 KB