Bates Kevin Dean 4
4 · NICHOLAS FINANCIAL INC · Filed Apr 27, 2018
Insider Transaction Report
Form 4
Bates Kevin Dean
DirectorSenior VP of Operations
Transactions
- Exercise/Conversion
Stock Option(right to buy)
2018-04-24+5,500→ 0 totalExercise: $0.77Exp: 2018-11-06→ Common Stock (5,500 underlying) - Exercise/Conversion
Common Stock
2018-04-24$0.77/sh+5,500$4,250→ 51,036 total - Exercise/Conversion
Common Stock
2018-04-24$1.20/sh+5,500$6,600→ 56,536 total - Exercise/Conversion
Stock Option(right to buy)
2018-04-24+5,500→ 0 totalExercise: $1.20Exp: 2019-05-05→ Common Stock (5,500 underlying)
Holdings
- 1,500
Stock Option(right to buy)
Exercise: $10.96Exp: 2021-05-09→ Common Stock (1,500 underlying) - 10,000
Stock Option(right to buy)
Exercise: $10.87Exp: 2022-05-03→ Common Stock (10,000 underlying) - 25,000
Common Stock
Exercise: $14.37Exp: 2024-06-13→ Common Stock (25,000 underlying)
Footnotes (6)
- [F1]The exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
- [F2]The option vested in five equal installments beginning on November 6, 2008.
- [F3]The option vested in five equal installments beginning on May 5, 2009.
- [F4]The option vested in five equal installments beginning on May 9, 2011.
- [F5]The option vested in five equal installments beginning on May 3, 2012.
- [F6]The option vested in five equal installments beginning on June 13, 2014.