4//SEC Filing
Mahendra-Rajah Prashanth 4
Accession 0001609983-26-000001
CIK 0001543151other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 9:23 PM ET
Size
15.4 KB
Accession
0001609983-26-000001
Research Summary
AI-generated summary of this filing
Uber CFO Mahendra-Rajah Prashanth Receives RSU Shares
What Happened
- Mahendra-Rajah Prashanth, Chief Financial Officer of Uber Technologies (UBER), had RSUs convert into 3,696 shares of common stock on January 16, 2026. To satisfy tax withholding, 2,138 shares were withheld (treated as disposition) at $84.85 per share, totaling $181,410. The net shares issued to him were 1,558.
- These transactions were RSU vesting/conversions (derivative code M) with tax withholding (code F). This is a routine tax-withholding event tied to vesting, not an open-market sale or a purchase.
Key Details
- Transaction date: January 16, 2026; Form 4 filed January 21, 2026 (filed after the typical 2-business-day deadline).
- Vested/converted shares: 3,696 (858 + 2,838). Shares withheld for taxes: 2,138 (475 + 1,663) at $84.85/share; total tax withholding value: $181,410.
- Net shares issued to the reporting person: 1,558 (3,696 − 2,138). The filing does not state total shares beneficially owned after the transaction.
- Footnotes: RSUs convert one-for-one into common stock (F1). Shares were withheld to satisfy tax liability upon RSU vesting on Jan 16, 2026 (F2). The filer disclaims beneficial ownership for certain securities (F3). The RSUs came from prior grants with monthly vesting schedules (grants on Nov 1, 2023 and Mar 3, 2025; see F4–F5).
Context
- This was a vesting/settlement of restricted stock units (RSUs), not a market sale. Withholding of shares to cover taxes is a common, administrative result of vesting (a form of cashless withholding).
- Codes: M = exercise/conversion of derivative (here, RSU conversion); F = shares withheld/pay tax liability. The late filing may be noted by investors but does not change the nature of the transaction.
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
[F1]2026-01-16+858→ 24,491 total - Exercise/Conversion
Common Stock
[F1]2026-01-16+2,838→ 27,329 total - Tax Payment
Common Stock
[F2]2026-01-16$84.85/sh−475$40,304→ 26,854 total - Tax Payment
Common Stock
[F2]2026-01-16$84.85/sh−1,663$141,106→ 25,191 total - Exercise/Conversion
Restricted Stock Units
[F1][F4]2026-01-16−858→ 32,621 total→ Common Stock (858 underlying) - Exercise/Conversion
Restricted Stock Units
[F1][F5]2026-01-16−2,838→ 62,443 total→ Common Stock (2,838 underlying)
Holdings
- 5(indirect: By daughter)
Common Stock
[F3]
Footnotes (5)
- [F1]Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
- [F2]Shares withheld to satisfy tax liability upon vesting of RSUs on January 16, 2026.
- [F3]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F4]The reporting person was granted 41,205 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- [F5]The reporting person was granted 136,239 RSUs on November 1, 2023. The vesting schedule is as follows: 3/48 of the total RSUs vest on February 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Signature
/s/ Carolyn Mo by Power of Attorney for Prashanth Mahendra-Rajah|2026-01-21
Documents
Issuer
Uber Technologies, Inc
CIK 0001543151
Entity typeother
Related Parties
1- filerCIK 0001609983
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 9:23 PM ET
- Size
- 15.4 KB