UBS Group AG 4
4 · Eaton Vance Ltd Duration Income Fund · Filed May 29, 2026
Research Summary
AI-generated summary of this filing
Eaton Vance (EVV) 10% Owner UBS Group Sells $126.1M
What Happened
UBS Group AG (reported as a 10% owner) recorded a disposition of 5,148 shares of Eaton Vance Ltd Duration Income Fund (EVV) Series auction-preferred stock on 2026-05-29. The transaction is reported as an "other acquisition or disposition (J)" disposal at $24,500.00 per share, for a total value of $126,126,000.
Key Details
- Transaction date: 2026-05-29; price: $24,500.00 per share; total proceeds: $126,126,000.
- Shares disposed: 5,148. Transaction code: J (other acquisition or disposition) — reported as a disposal.
- Shares owned after transaction: Not specified in the filing.
- Filing timeliness: Reported and filed on 2026-05-29 (no late-filing indication).
- Notable footnotes:
- F1: Multiple CUSIPs listed for the Series of Auction Preferred Stock.
- F2: Price relates to instruments at 98% of par.
- F3: Holdings reported on an aggregated basis for the Series.
- F4: Statement filed by UBS Group AG on behalf of UBS Securities LLC and UBS Financial Services Inc.; UBS indicates these securities were purchased from certain clients under Auction Rate Securities Rights.
Context
This is an institutional (10% owner) sale, not an executive insider trade. Such large disposals by institutions often reflect portfolio or client-related transactions rather than a company-specific signal; purchases can be more informative for bullish conviction. The filing provides details about the series and reporting structure but does not disclose post-transaction holdings.
Insider Transaction Report
- Other
Auction Preferred Stock
[F1][F2][F3][F4]2026-05-29$24500.00/sh−5,148$126,126,000→ 0 total(indirect: By subsidiary)
Footnotes (4)
- [F1]1. CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
- [F2]98% of par
- [F3]This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
- [F4]This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.