4//SEC Filing
ROBERTS BRYAN E 4
Accession 0001610717-23-000177
CIK 0001770787other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 5:45 PM ET
Size
10.3 KB
Accession
0001610717-23-000177
Insider Transaction Report
Form 4
ROBERTS BRYAN E
Director
Transactions
- Award
Stock Option (right to buy)
2023-06-14+4,661→ 4,661 totalExercise: $57.62Exp: 2033-06-14→ Class A Common Stock (4,661 underlying) - Award
Class A Common Stock
2023-06-14+1,865→ 88,503 total
Holdings
- 3,790,422(indirect: By Funds)
Class A Common Stock
- 411,205(indirect: By Trust)
Class A Common Stock
Footnotes (6)
- [F1]Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/4th of the RSUs shall vest on each quarterly anniversary measured from May 21, 2023, subject to the Reporting Person continuing as a service provider through each such date.
- [F2]Represents (a) 83,893 shares of Class A common stock held directly by the Reporting Person and (b) 4,610 shares of Class A common stock held on behalf of VR Management, LLC (the "Management Company").
- [F3]The Reporting Person is a member of the Management Company. Under an agreement between the Reporting Person and the Management Company, the Reporting Person is deemed to hold the reported shares for the sole benefit of the Management Company and must exercise the reported shares solely upon the direction of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the reported shares, and the Reporting Person may be deemed the indirect beneficial owner of the reported shares through his interest in the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- [F4]Represents (a) 3,514,480 shares of Class A common stock held by Venrock Associates VI, L.P. ("VA VI") and (b) 275,942 shares of Class A common stock held by Venrock Partners VI, L.P. ("VP VI"). Venrock Management VI, LLC ("VM VI") is the sole general partner of VA VI. Venrock Partners Management VI, LLC ("VPM VI") is the sole general partner of VP VI. The Reporting Person is a member of VM VI and VPM VI and disclaims beneficial ownership over all shares held by VA VI and VP VI, except to the extent of his indirect pecuniary interests therein.
- [F5]These shares are held by trusts for the benefit of the Reporting Person and his family members.
- [F6]1/12th of the total number of shares subject to the option vest on each monthly anniversary measured from June 14, 2023, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
10x Genomics, Inc.
CIK 0001770787
Entity typeother
Related Parties
1- filerCIK 0001239242
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 5:45 PM ET
- Size
- 10.3 KB