4//SEC Filing
BLATT LAWRENCE 4
Accession 0001610717-24-000098
CIK 0001799448other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 5:32 PM ET
Size
17.1 KB
Accession
0001610717-24-000098
Insider Transaction Report
Form 4
BLATT LAWRENCE
DirectorPresident and CEO
Transactions
- Award
Stock Option (Right to Buy)
2024-02-28+230,999→ 230,999 totalExercise: $0.96Exp: 2032-02-04→ Common Stock (230,999 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-02-27−80,850→ 0 totalExercise: $3.06From: 2025-02-04Exp: 2032-02-04→ Common Stock (80,850 underlying) - Award
Stock Option (Right to Buy)
2024-02-28+57,749→ 57,749 totalExercise: $0.96Exp: 2032-02-04→ Common Stock (57,749 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-02-27−323,400→ 0 totalExercise: $3.06From: 2022-03-04Exp: 2032-02-04→ Common Stock (323,400 underlying) - Award
Stock Option (Right to Buy)
2024-02-28+132,352→ 132,352 totalExercise: $0.96Exp: 2030-12-01→ Common Stock (132,352 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2024-02-27−450,000→ 0 totalExercise: $16.18From: 2021-01-01Exp: 2030-12-01→ Common Stock (450,000 underlying)
Footnotes (5)
- [F1]On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 450,000 of the issuer's shares granted to the reporting person on December 1, 2020. In exchange, on February 28, 2024, the reporting person received a replacement option, for 132,352 shares, having an exercise price of $0.96 per share.
- [F2]On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 323,400 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 230,999 shares, having an exercise price of $0.96 per share.
- [F3]On February 27, 2024, the issuer canceled, pursuant to the issuer's option exchange program, an option for 80,850 of the issuer's shares granted to the reporting person on February 4, 2022. In exchange, on February 28, 2024, the reporting person received a replacement option, for 57,749 shares, having an exercise price of $0.96 per share.
- [F4]The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.
- [F5]The shares subject to the option will vest and become exercisable as to 75% of the total number of shares subject to the option on the one year anniversary of the date of the grant and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the reporting person's continued service with the issuer on each such vesting date.
Documents
Issuer
Aligos Therapeutics, Inc.
CIK 0001799448
Entity typeother
Related Parties
1- filerCIK 0001242110
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 5:32 PM ET
- Size
- 17.1 KB