4//SEC Filing
OM Asset Management plc 4
Accession 0001611702-16-000135
CIK 0001611702operating
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 4:53 PM ET
Size
9.1 KB
Accession
0001611702-16-000135
Insider Transaction Report
Form 4
Gibson Linda T.
EVP/Head Global Distribution
Transactions
- Sale
Ordinary shares
2016-04-12$12.90/sh−4,506$58,130→ 236,768 total - Sale
Ordinary shares
2016-04-13$13.70/sh−4,506$61,712→ 232,262 total - Sale
Ordinary shares
2016-04-11$12.82/sh−4,506$57,764→ 241,274 total
Footnotes (5)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.67 to $13.04, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.58 to $13.10, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.04 to $13.91, inclusive.
Documents
Issuer
OM Asset Management plc
CIK 0001611702
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001611702
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 4:53 PM ET
- Size
- 9.1 KB