4//SEC Filing
OM Asset Management plc 4
Accession 0001611702-17-000017
CIK 0001611702operating
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 5:59 PM ET
Size
12.9 KB
Accession
0001611702-17-000017
Insider Transaction Report
Form 4
BELGRAD STEPHEN
EVP/CFO
Transactions
- Sale
Ordinary shares
2017-02-13$14.98/sh−3,372$50,505→ 199,898 total - Sale
Ordinary shares
2017-02-14$14.93/sh−2,033$30,347→ 197,865 total - Award
Ordinary shares
2017-02-15+34,039→ 231,904 total
Footnotes (5)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $15.10, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.0401, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- [F5]Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of February 15, 2018, February 15, 2019 and February 15, 2020.
Issuer
OM Asset Management plc
CIK 0001611702
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001611702
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 5:59 PM ET
- Size
- 12.9 KB