OM Asset Management plc 4
4 · OM Asset Management plc · Filed Apr 12, 2017
Insider Transaction Report
Form 4
BELGRAD STEPHEN
EVP/CFO
Transactions
- Sale
Ordinary shares
2017-04-10$15.00/sh−3,000$45,011→ 223,417 total - Sale
Ordinary shares
2017-04-10$15.01/sh−12,500$187,565→ 210,917 total - Sale
Ordinary shares
2017-04-11$14.99/sh−8,423$126,303→ 199,404 total - Sale
Ordinary shares
2017-04-12$14.96/sh−208$3,113→ 199,125 total - Sale
Ordinary shares
2017-04-12$14.90/sh−71$1,058→ 199,333 total - Sale
Ordinary shares
2017-04-11$14.95/sh−3,090$46,197→ 207,827 total
Footnotes (6)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.90 to $15.12, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.90 to $15.13, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $15.095, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $15.10, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.