4//SEC Filing
OM Asset Management plc 4
Accession 0001611702-17-000045
CIK 0001611702operating
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 5:47 PM ET
Size
14.1 KB
Accession
0001611702-17-000045
Insider Transaction Report
Form 4
Riordan Aidan J
EVP/Head of Affiliate Mngmt
Transactions
- Sale
Ordinary shares
2017-04-12$14.96/sh−169$2,529→ 127,294 total - Sale
Ordinary shares
2017-04-10$15.01/sh−8,000$120,065→ 139,829 total - Sale
Ordinary shares
2017-04-10$15.01/sh−2,500$37,517→ 137,329 total - Sale
Ordinary shares
2017-04-11$14.97/sh−7,530$112,692→ 129,799 total - Sale
Ordinary shares
2017-04-11$14.91/sh−2,276$33,943→ 127,523 total - Sale
Ordinary shares
2017-04-12$14.96/sh−60$897→ 127,463 total
Footnotes (5)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.90 to $15.12, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $15.10, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.71 to $15.09, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
Documents
Issuer
OM Asset Management plc
CIK 0001611702
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001611702
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 5:47 PM ET
- Size
- 14.1 KB