Legg Kyle P 4
4 · OM Asset Management plc · Filed Feb 16, 2018
Insider Transaction Report
Form 4
Legg Kyle P
Director
Transactions
- Sale
Ordinary shares
2018-02-16$15.87/sh−85$1,349→ 22,784 total - Exercise/Conversion
Ordinary shares
2018-02-15+2,204→ 22,869 total - Exercise/Conversion
Restricted Share Units
2018-02-15−2,204→ 9,459 total→ Ordinary shares (2,204 underlying)
Footnotes (5)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- [F4]Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- [F5]On February 15, 2017, the reporting person was granted 2,204 restricted share units, vesting fully on the first anniversary of the grant date.