Riordan Aidan J 4
4 · OM Asset Management plc · Filed Feb 16, 2018
Insider Transaction Report
Form 4
Riordan Aidan J
EVP/Head of Affiliate Mngmt
Transactions
- Sale
Ordinary shares
2018-02-16$15.87/sh−3,495$55,466→ 147,849 total - Award
Ordinary shares
2018-02-15+29,253→ 151,344 total
Footnotes (4)
- [F1]Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of February 15, 2019, February 15, 2020 and February 15, 2021.
- [F2]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F3]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.80 to $15.92, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.