4//SEC Filing
Legg Kyle P 4
Accession 0001611702-18-000030
CIK 0001611702other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 7:39 PM ET
Size
9.5 KB
Accession
0001611702-18-000030
Insider Transaction Report
Form 4
Legg Kyle P
Director
Transactions
- Sale
Ordinary shares
2018-03-07$15.07/sh−93$1,402→ 25,052 total - Exercise/Conversion
Ordinary shares
2018-03-06+2,361→ 25,145 total - Exercise/Conversion
Restricted Share Units
2018-03-06−2,361→ 7,098 total→ Ordinary shares (2,361 underlying)
Footnotes (6)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.24, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(3) to this Form 4.
- [F4]Each restricted share unit represents a right to receive one ordinary share of OM Asset Management plc.
- [F5]Consists of restricted share units issued under the OM Asset Management plc Non-Employee Directors' Equity Incentive Plan.
- [F6]On March 6, 2015, the reporting person was granted 7,083 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
OM Asset Management plc
CIK 0001611702
Entity typeother
Related Parties
1- filerCIK 0001501930
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 7:39 PM ET
- Size
- 9.5 KB