4//SEC Filing
Hadley Christopher 4
Accession 0001611702-18-000034
CIK 0001611702other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 7:40 PM ET
Size
10.3 KB
Accession
0001611702-18-000034
Insider Transaction Report
Form 4
Hadley Christopher
EVP/Chief Talent Officer
Transactions
- Award
Ordinary shares
2018-03-06+4,459→ 99,924 total - Award
Ordinary shares
2018-03-06+59,000→ 95,465 total - Sale
Ordinary shares
2018-03-07$15.22/sh−25,132$382,527→ 74,792 total - Sale
Ordinary shares
2018-03-08$15.43/sh−43$663→ 74,749 total
Footnotes (5)
- [F1]Consists of a one-time grant of performance based shares awarded on 3/6/2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- [F2]Consists of an annual grant of performance based shares awarded on 3/6/2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- [F3]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F4]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.43, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Documents
Issuer
OM Asset Management plc
CIK 0001611702
Entity typeother
Related Parties
1- filerCIK 0001620328
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 7:40 PM ET
- Size
- 10.3 KB