4/A//SEC Filing
BELGRAD STEPHEN 4/A
Accession 0001611702-18-000036
CIK 0001611702other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:14 PM ET
Size
10.3 KB
Accession
0001611702-18-000036
Insider Transaction Report
Form 4/AAmended
BELGRAD STEPHEN
EVP/CFO
Transactions
- Award
Ordinary shares
2018-03-06+20,392→ 338,152 total - Award
Ordinary shares
2018-03-06+78,668→ 317,760 total - Sale
Ordinary shares
2018-03-07$15.22/sh−49,123$747,740→ 289,029 total - Sale
Ordinary shares
2018-03-08$15.43/sh−90$1,389→ 288,939 total
Footnotes (5)
- [F1]Consists of a one-time grant of performance based shares awarded on 3/6/2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- [F2]Consists of an annual grant of performance based shares awarded on 3/6/2018 after achieving specific performance goals and vesting over the 2015-2018 period.
- [F3]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F4]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.43, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
Documents
Issuer
OM Asset Management plc
CIK 0001611702
Entity typeother
Related Parties
1- filerCIK 0001278559
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:14 PM ET
- Size
- 10.3 KB