Legg Kyle P 4
4 · BrightSphere Investment Group plc · Filed May 21, 2018
Insider Transaction Report
Form 4
Legg Kyle P
Director
Transactions
- Exercise/Conversion
Ordinary shares
2018-05-18+7,098→ 32,150 total - Sale
Ordinary shares
2018-05-21$15.63/sh−470$7,348→ 31,680 total - Exercise/Conversion
Restricted Share Units
2018-05-18−7,098→ 0 total→ Ordinary shares (7,098 underlying)
Footnotes (5)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.653, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
- [F5]On May 18, 2017, the reporting person was granted 7,098 restricted share units, vesting fully on May 18, 2018.