4//SEC Filing
Legg Kyle P 4
Accession 0001611702-18-000058
CIK 0001611702other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 4:48 PM ET
Size
9.4 KB
Accession
0001611702-18-000058
Insider Transaction Report
Form 4
Legg Kyle P
Director
Transactions
- Exercise/Conversion
Ordinary shares
2018-05-18+7,098→ 32,150 total - Sale
Ordinary shares
2018-05-21$15.63/sh−470$7,348→ 31,680 total - Exercise/Conversion
Restricted Share Units
2018-05-18−7,098→ 0 total→ Ordinary shares (7,098 underlying)
Footnotes (5)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.653, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
- [F5]On May 18, 2017, the reporting person was granted 7,098 restricted share units, vesting fully on May 18, 2018.
Documents
Issuer
BrightSphere Investment Group plc
CIK 0001611702
Entity typeother
Related Parties
1- filerCIK 0001501930
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 4:48 PM ET
- Size
- 9.4 KB