Home/Filings/4/A/0001611702-19-000004
4/A//SEC Filing

YANG GUANG 4/A

Accession 0001611702-19-000004

CIK 0001611702other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 4:20 PM ET

Size

6.4 KB

Accession

0001611702-19-000004

Insider Transaction Report

Form 4/AAmended
Period: 2018-12-30
YANG GUANG
Director
Transactions
  • Award

    Employee Stock Option

    2018-12-30+6,900,0006,900,000 total
    Exercise: $12.00Exp: 2023-12-30Ordinary shares (6,900,000 underlying)
Footnotes (2)
  • [F1]The purpose of this Amendment is to correct the vesting language previously disclosed in footnote (1) to the Form 4 filed on December 31, 2018. Please see footnote (2) to this Form 4 for the corrected language.
  • [F2]On December 30, 2018, the reporting person was granted an option to purchase 6,900,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 1,380,000 ordinary shares over a four-year period with the first tranche vesting on the grant date, and the following tranches vesting on each of December 30, 2019, December 30, 2020, December 30, 2021 and December 30, 2022, subject to the reporting person's continued employment with the Company. Upon a change of control of the BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement.

Issuer

BrightSphere Investment Group plc

CIK 0001611702

Entity typeother

Related Parties

1
  • filerCIK 0001708306

Filing Metadata

Form type
4/A
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:20 PM ET
Size
6.4 KB