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NBT BANCORP INC · Nov 9, 6:07 PM ET

NBT BANCORP INC 4

4 · NBT BANCORP INC · Filed Nov 9, 2015

Insider Transaction Report

Form 4
Period: 2015-11-06
NBT BANCORP INCNBTB
RAVEN DAVID E
President & CEO Pennstar
Transactions
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2015-11-06$29.95/sh−3,605$107,970→ 8,824 total
    Exercise: $20.36From: 2009-01-15Exp: 2018-01-15→ NBT Bancorp Inc. Common Stock (3,605 underlying)
  • Exercise/Conversion

    NBT Bancorp Inc. Common Stock

    2015-11-06$20.36/sh+3,605$73,404→ 38,653.032 total
  • Sale

    NBT Bancorp Inc. Common Stock

    2015-11-06$29.95/sh−3,605$107,970→ 35,048.032 total
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $25.38From: 2010-01-15Exp: 2019-01-15→ NBT Bancorp Inc. Common Stock (18,000 underlying)
    18,000

  • NBT Bancorp Inc. Common Stock

    (indirect: NBT Bancorp ESOP)
    3,207.982

  • Non-Qualified Stock Option (right to buy)

    Exercise: $20.19From: 2011-01-15Exp: 2020-01-15→ NBT Bancorp Inc. Common Stock (18,000 underlying)
    18,000

  • NBT Bancorp Inc. Common Stock

    (indirect: By 401(k))
    25,235.838
Footnotes (2)
  • [F1]Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
  • [F2]Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT