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NBT BANCORP INC · Nov 12, 4:33 PM ET

NBT BANCORP INC 4

4 · NBT BANCORP INC · Filed Nov 12, 2015

Insider Transaction Report

Form 4
Period: 2015-11-11
NBT BANCORP INCNBTB
RAVEN DAVID E
President of Retail Banking
Transactions
  • Exercise/Conversion

    NBT Bancorp Inc. Common Stock

    2015-11-11$20.36/sh+1,110$22,601→ 36,158.032 total
  • Sale

    NBT Bancorp Inc. Common Stock

    2015-11-11$30.20/sh−1,110$33,522→ 35,048.032 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    [F1]
    2015-11-11$30.20/sh−1,110$33,522→ 7,714 total
    Exercise: $20.36From: 2009-01-15Exp: 2018-01-15→ NBT Bancorp Inc. Common Stock (1,110 underlying)
Holdings

  • NBT Bancorp Inc. Common Stock

    (indirect: By 401(k))
    25,235.838

  • NBT Bancorp Inc. Common Stock

    (indirect: NBT Bancorp ESOP)
    3,207.982

  • Non-Qualified Stock Option (right to buy)

    [F2]
    Exercise: $20.19From: 2011-01-15Exp: 2020-01-15→ NBT Bancorp Inc. Common Stock (18,000 underlying)
    18,000

  • Non-Qualified Stock Option (right to buy)

    [F2]
    Exercise: $25.38From: 2010-01-15Exp: 2019-01-15→ NBT Bancorp Inc. Common Stock (18,000 underlying)
    18,000
Footnotes (2)
  • [F1]Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
  • [F2]Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
Signature
By: F. Sheldon Prentice, Power of Attorney For: David E. Raven|2015-11-12

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT