4//SEC Filing
EW Healthcare Partners, L.P. 4
Accession 0001612343-20-000002
CIK 0001409269other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 6:09 PM ET
Size
17.6 KB
Accession
0001612343-20-000002
Insider Transaction Report
Form 4
EW Healthcare Partners-A, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+5,191,147→ 12,209,003 total - Conversion
Common Stock
2020-06-16+208,853→ 12,417,856 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2020-06-16−519,114.7→ 0 totalFrom: 2020-06-16→ Common Stock (5,191,147 underlying) - Conversion
Series A Preferred Stock
2020-06-16−20,885.3→ 0 total(indirect: See Footnote)From: 2020-06-16→ Common Stock (208,853 underlying)
Essex Woodlands Fund IX-GP, L.P.
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2020-06-16−20,885.3→ 0 total(indirect: See Footnote)From: 2020-06-16→ Common Stock (208,853 underlying) - Conversion
Common Stock
2020-06-16+208,853→ 12,417,856 total(indirect: See Footnote) - Conversion
Common Stock
2020-06-16+5,191,147→ 12,209,003 total - Conversion
Series A Preferred Stock
2020-06-16−519,114.7→ 0 totalFrom: 2020-06-16→ Common Stock (5,191,147 underlying)
Essex Woodlands IX, LLC
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+5,191,147→ 12,209,003 total - Conversion
Series A Preferred Stock
2020-06-16−20,885.3→ 0 total(indirect: See Footnote)From: 2020-06-16→ Common Stock (208,853 underlying) - Conversion
Series A Preferred Stock
2020-06-16−519,114.7→ 0 totalFrom: 2020-06-16→ Common Stock (5,191,147 underlying) - Conversion
Common Stock
2020-06-16+208,853→ 12,417,856 total(indirect: See Footnote)
Essex Woodlands Fund IX, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2020-06-16+208,853→ 12,417,856 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2020-06-16−20,885.3→ 0 total(indirect: See Footnote)From: 2020-06-16→ Common Stock (208,853 underlying) - Conversion
Common Stock
2020-06-16+5,191,147→ 12,209,003 total - Conversion
Series A Preferred Stock
2020-06-16−519,114.7→ 0 totalFrom: 2020-06-16→ Common Stock (5,191,147 underlying)
Footnotes (3)
- [F1]The shares of Series A Preferred Stock were originally purchased from the Issuer at a purchase price of $2.50 per unit (consisting of one-tenth of one share of Series A Preferred Stock and 0.75 of a Warrant, with each whole Warrant exercisable for one share of Common Stock, at an exercise price of $3.50 per share). Each share of Series A Preferred Stock converted into ten shares of Common Stock for no additional consideration.
- [F2]Held by EW Healthcare Partners-A L.P. ("EWHP-A"). EWHP-A is an affiliated fund of EW Healthcare Partners L.P. ("EWHP"). Essex Woodlands Fund IX-GP, L.P. ("EW Fund IX GP") is the general partner of EWHP and EWHP-A. Essex Woodlands IX, LLC ("Essex IX General Partner") is the general partner of Essex IX Fund GP. Martin P. Sutter, R. Scott Barry, Ronald W. Eastman, Petri Vainio and Steve Wiggins are each a Manager of Essex IX General Partner (the "Managers"). Each of the Managers may be deemed to exercise shared voting and investment power with respect to such shares. Each of EW Fund IX GP, Essex IX General Partner and the Managers, including Mr. Barry who is a member of the Issuer's board of directors, disclaims beneficial ownership of the shares held by EWHP and EWHP-A, except to the extent of any pecuniary interests therein.
- [F3]The Series A Preferred Stock had no expiration date.
Documents
Issuer
Venus Concept Inc.
CIK 0001409269
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001612343
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 6:09 PM ET
- Size
- 17.6 KB