4//SEC Filing
TUBEMOGUL INC 4
Accession 0001612892-16-000052
CIK 0001449278operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 9:56 PM ET
Size
13.6 KB
Accession
0001612892-16-000052
Insider Transaction Report
Form 4
TUBEMOGUL INCTUBE
Deeds Eric
General Counsel and Secretary
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2016-12-19−48,339→ 0 totalExercise: $17.04Exp: 2024-11-12→ Common Stock (48,339 underlying) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,852$81,928→ 186,834 total - Disposition to Issuer
Common Stock
2016-12-19$14.00/sh−102,016$1,428,224→ 80,844 total - Disposition to Issuer
Common Stock
2016-12-19−80,844→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2016-12-19−11,327→ 0 totalExercise: $2.32Exp: 2023-06-10→ Common Stock (11,327 underlying)
Footnotes (6)
- [F1]Of the reported shares, 988 shares were acquired under the Issuer's Section 423 employee stock purchase plan on December 15, 2016 and 80,844 shares are represented by RSUs.
- [F2]Of the reported shares, 80,844 shares are represented by RSUs.
- [F3]Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, at the Effective Time (as defined in the Merger Agreement), Issuer RSU awards assumed by Adobe will be replaced by Adobe RSU awards at the applicable exchange rate. The Adobe RSU awards will retain the same vesting schedule as the original Issuer RSU awards, subject to the Reporting Person's continued service to Adobe.
- [F4]This stock option is being canceled pursuant to the terms of the Merger Agreement.
- [F5]The canceled option provided for vesting of 1/48th of the shares subject to the option vested on 12/12/2014, and thereafter 1/48th of the shares vested monthly, subject to the Reporting Person's continued service to the Issuer through each vesting date.
- [F6]Pursuant to the terms of the Merger Agreement, the stock option award was canceled and converted into the right to receive an Adobe stock option award at the applicable exchange rate. The Adobe stock option award will retain the same vesting schedule as the original Issuer stock option award, subject to the Reporting Person's continued service to Adobe.
Documents
Issuer
TUBEMOGUL INC
CIK 0001449278
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001449278
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 9:56 PM ET
- Size
- 13.6 KB