Noto Anthony 4
4 · SoFi Technologies, Inc. · Filed Sep 17, 2025
Insider Transaction Report
Form 4
Noto Anthony
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2025-09-15+559,714→ 10,623,457 total - Tax Payment
Common Stock
2025-09-15$26.55/sh−301,821$8,013,348→ 10,338,769 total - Exercise/Conversion
Restricted Stock Unit
2025-09-15−17,133→ 993,716 total→ Common Stock (17,133 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-09-15−559,714→ 1,954,690 total→ Common Stock (559,714 underlying) - Exercise/Conversion
Common Stock
2025-09-15+17,133→ 10,640,590 total
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- [F2]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
- [F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.
- [F4]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.