Noto Anthony 4
4 · SoFi Technologies, Inc. · Filed Nov 7, 2025
Insider Transaction Report
Form 4
Noto Anthony
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Performance Stock Units
2025-11-05−2,142,859→ 4,285,719 total→ Common Stock (2,142,859 underlying) - Exercise/Conversion
Common Stock
2025-11-05+2,142,859→ 12,481,628 total - Tax Payment
Common Stock
2025-11-05$27.16/sh−1,133,722$30,791,890→ 11,347,906 total
Footnotes (3)
- [F1]Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.
- [F2]PSUs convert into common stock on a one-for-one basis.
- [F3]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.