4//SEC Filing
Noto Anthony 4
Accession 0001613438-25-000006
CIK 0001818874other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:22 PM ET
Size
9.0 KB
Accession
0001613438-25-000006
Insider Transaction Report
Form 4
Noto Anthony
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Performance Stock Units
2025-11-05−2,142,859→ 4,285,719 total→ Common Stock (2,142,859 underlying) - Exercise/Conversion
Common Stock
2025-11-05+2,142,859→ 12,481,628 total - Tax Payment
Common Stock
2025-11-05$27.16/sh−1,133,722$30,791,890→ 11,347,906 total
Footnotes (3)
- [F1]Represents performance stock unit awards ("PSUs") granted to the Reporting Person, as disclosed on the Reporting Person's Form 4 filed on September 3, 2021. The amount of PSUs eligible for vesting under the PSU award is subject to the achievement of specified performance goals including the volume-weighted average closing price of our stock attaining certain prices over a 90-day trading period. On November 5, 2025, certain of the performance criteria was achieved which resulted in 33% of the shares subject to the PSU award vesting.
- [F2]PSUs convert into common stock on a one-for-one basis.
- [F3]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled PSUs. These shares were not issued to or sold by the Reporting Person.
Documents
Issuer
SoFi Technologies, Inc.
CIK 0001818874
Entity typeother
Related Parties
1- filerCIK 0001613438
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 9:22 PM ET
- Size
- 9.0 KB