Noto Anthony 4

4 · SoFi Technologies, Inc. · Filed Jun 17, 2026

AI-generated summary of this filing

Updated Jun 18, 2026

SoFi CEO Anthony Noto Converts RSUs; Shares Withheld for Taxes

What Happened

Anthony Noto, CEO of SoFi Technologies (SOFI), had a total of 345,553 restricted stock units (RSUs) settle/convert into common shares on June 15, 2026. Of those, 187,018 shares were withheld to satisfy tax withholding, recorded as a disposition of 187,018 shares at $16.58 each for $3,100,758. The remaining 158,535 shares were issued to him net of withholding.

Key Details

Transaction date: June 15, 2026; Form filed June 17, 2026.
Derivative/settlement entries: 136,165; 154,198; and 55,190 RSUs converted (total 345,553).
Tax withholding: 187,018 shares withheld at $16.58/share, totaling $3,100,758 (coded F — tax/payment).
Net shares issued to insider: 158,535 (345,553 settled − 187,018 withheld).
Footnotes: RSUs represent contingent rights to receive one share on settlement (F1). Withheld shares satisfied tax withholding and were not issued to or sold by the reporting person (F2). The settled RSUs relate to grants disclosed on Forms 4 filed Mar 13, 2024; Mar 12, 2025; and Mar 11, 2026 (F3–F5).
Filing timeliness: Form 4 was filed two days after the settlement date; no late-filing indication was provided.

Context

This was a stock-settled RSU conversion with shares withheld to cover taxes — a routine corporate payroll/tax event rather than an open-market sale or discretionary cash sale. For retail investors, tax withholding disposals typically do not signal intent to sell shares into the market.

Form 4

Period: 2026-06-15

DirectorChief Executive Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-06-15+136,165→ 12,096,672 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+154,198→ 12,250,870 total
Exercise/Conversion
Common Stock
[F1]
2026-06-15+55,190→ 12,306,060 total
Tax Payment
Common Stock
[F2]
2026-06-15$16.58/sh−187,018$3,100,758→ 12,119,042 total
Exercise/Conversion
Restricted Stock Unit
[F1][F3]
2026-06-15−136,165→ 953,158 total
→ Common Stock (136,165 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F4]
2026-06-15−154,198→ 668,187 total
→ Common Stock (154,198 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F5]
2026-06-15−55,190→ 827,859 total
→ Common Stock (55,190 underlying)

Footnotes (5)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F2]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
[F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 13, 2024.
[F4]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
[F5]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Signature

/s/ Sara C. Thompson, Attorney-in-Fact|2026-06-17

1 file