4//SEC Filing
Ulenberg Stephen John 4
Accession 0001613665-17-000054
CIK 0001613665other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 6:03 PM ET
Size
15.7 KB
Accession
0001613665-17-000054
Insider Transaction Report
Form 4
Ulenberg Stephen John
See Remarks
Transactions
- Award
Common Stock, par value $0.01 per share
2017-10-02+12,279→ 20,505 total - Award
Common Stock, par value $0.01 per share
2017-10-02+6,854→ 27,359 total - Sale
Common Stock, par value $0.01 per share
2017-10-03$40.23/sh−3,463$139,302→ 23,896 total - Sale
Common Stock, par value $0.01 per share
2017-10-03$40.22/sh−1,934$77,779→ 21,962 total
Holdings
- 1,950
Restricted Stock Units - 2015
→ Common Stock, par value $0.01 per share (1,950 underlying) - 2,346
Restricted Stock Units - 2016
→ Common Stock, par value $0.01 per share (2,346 underlying) - 1,004
Restricted Stock Units (2016 STI)
→ Common Stock, par value $0.01 per share (1,004 underlying) - 1,621
Restricted Stock Units - 2014
→ Common Stock, par value $0.01 per share (1,621 underlying)
Footnotes (9)
- [F1]The vesting and issuance of performance stock units granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017.
- [F2]The vesting and issuance of performance stock units granted in October 2014 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2017.
- [F3]These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of performance stock unit awards.
- [F4]These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards.
- [F5]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- [F6]The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
- [F7]The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- [F8]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- [F9]The restricted stock units vest on December 2, 2017. The restricted stock units have no expiration date.
Documents
Issuer
Great Western Bancorp, Inc.
CIK 0001613665
Entity typeother
Related Parties
1- filerCIK 0001622161
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 6:03 PM ET
- Size
- 15.7 KB