Great Western Bancorp, Inc.·4

Oct 3, 6:05 PM ET

Kindopp Bryan Leighton 4

4 · Great Western Bancorp, Inc. · Filed Oct 3, 2017

Insider Transaction Report

Form 4
Period: 2017-10-02
Transactions
  • Sale

    Common Stock, par value $0.01 per share

    2017-10-03$40.21/sh1,304$52,4352,913 total
  • Award

    Performance Stock Units - IPO

    2017-10-02+7,0177,017 total
    Common Stock, par value $0.01 per share (7,017 underlying)
  • Award

    Common Stock, par value $0.01 per share

    2017-10-02+3,9174,217 total
Holdings
  • Restricted Stock Units (2016 STI)

    Common Stock, par value $0.01 per share (377 underlying)
    377
  • Restricted Stock Units - 2014

    Common Stock, par value $0.01 per share (928 underlying)
    928
  • Common Stock, par value $0.01 per share

    (indirect: By IRA)
    645
  • Restricted Stock Units - 2016

    Common Stock, par value $0.01 per share (1,395 underlying)
    1,395
  • Restricted Stock Units - 2015

    Common Stock, par value $0.01 per share (1,138 underlying)
    1,138
Footnotes (7)
  • [F1]The vesting and issuance of performance stock units granted in October 2014 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2017.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
  • [F3]The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
  • [F4]The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
  • [F5]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
  • [F6]The restricted stock units vest on December 2, 2017. The restricted stock units have no expiration date.
  • [F7]The issuance of performance stock granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017 and subject to vesting on August 18, 2018.

Documents

1 file
  • 4
    wf-form4_150706831382653.xmlPrimary

    FORM 4