Ulenberg Stephen John 4
4 · Great Western Bancorp, Inc. · Filed Oct 23, 2017
Insider Transaction Report
Form 4
Ulenberg Stephen John
See Remarks
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2017-10-20+1,621→ 17,583 total - Sale
Common Stock, par value $0.01 per share
2017-10-23$41.40/sh−447$18,507→ 17,136 total - Exercise/Conversion
Restricted Stock Units - 2014
2017-10-20−1,621→ 0 total→ Common Stock, par value $0.01 per share (1,621 underlying)
Holdings
- 2,346
Restricted Stock Units - 2016
→ Common Stock, par value $0.01 per share (2,346 underlying) - 1,950
Restricted Stock Units - 2015
→ Common Stock, par value $0.01 per share (1,950 underlying) - 1,004
Restricted Stock Units (2016 STI)
→ Common Stock, par value $0.01 per share (1,004 underlying)
Footnotes (6)
- [F1]These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- [F3]The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
- [F4]The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- [F5]The restricted stock units vest on December 2, 2017. The restricted stock units have no expiration date.
- [F6]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.