Great Western Bancorp, Inc.·4

Dec 5, 5:42 PM ET

Kindopp Bryan Leighton 4

4 · Great Western Bancorp, Inc. · Filed Dec 5, 2017

Insider Transaction Report

Form 4
Period: 2017-12-02
Transactions
  • Exercise/Conversion

    Restricted Stock Units - 2016

    2017-12-02464931 total
    Common Stock, par value $0.01 per share (464 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2017-12-04+5682,334 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2017-12-04$41.49/sh458$19,0021,876 total
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2017-12-02+3771,302 total
  • Exercise/Conversion

    Restricted Stock Units (2016 STI)

    2017-12-023770 total
    Common Stock, par value $0.01 per share (377 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2017-12-02+4641,766 total
  • Exercise/Conversion

    Restricted Stock Units - 2015

    2017-12-04568570 total
    Common Stock, par value $0.01 per share (568 underlying)
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: By IRA)
    645
  • Performance Stock Units - IPO

    Common Stock, par value $0.01 per share (7,017 underlying)
    7,017
Footnotes (5)
  • [F1]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
  • [F3]The restricted stock units vest on December 2, 2017. The restricted stock units have no expiration date.
  • [F4]The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
  • [F5]The issuance of performance stock granted in conjunction with the initial public offering in October 2014 and based on the achievement of pre-established performance objectives over a three-year performance period ended September 30, 2017 and subject to vesting on August 18, 2018.

Documents

1 file
  • 4
    wf-form4_151251374552896.xmlPrimary

    FORM 4