GOUGH MICHAEL 4
4 · Great Western Bancorp, Inc. · Filed Dec 6, 2018
Insider Transaction Report
Form 4
GOUGH MICHAEL
EVP and Chief Credit Officer
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2018-12-04$34.51/sh−176$6,074→ 5,277 total - Award
Common Stock, par value $0.01 per share
2018-12-04+721→ 5,493 total - Tax Payment
Common Stock, par value $0.01 per share
2018-12-04$34.51/sh−40$1,380→ 5,453 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2018-12-04+163→ 4,772 total - Exercise/Conversion
Restricted Stock Units - 2015
2018-12-04−163→ 0 total→ Common Stock, par value $0.01 per share (163 underlying)
Holdings
- 812
Restricted Stock Units (2018 STI)
→ Common Stock, par value $0.01 per share (812 underlying) - 691
Restricted Stock Units - 2017
→ Common Stock, par value $0.01 per share (691 underlying) - 150
Restricted Stock Units - 2016
→ Common Stock, par value $0.01 per share (150 underlying) - 1,367
Restricted Stock Units - 2018
→ Common Stock, par value $0.01 per share (1,367 underlying)
Footnotes (9)
- [F1]The vesting and issuance of performance stock units granted in December 2015 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2018.
- [F2]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
- [F3]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- [F5]The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- [F6]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- [F7]The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
- [F8]The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- [F9]The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.