Bass Douglas Richard 4

Accession 0001613665-19-000062

CIK 0001613665other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 5:14 PM ET

Size

27.0 KB

Accession

0001613665-19-000062

Form 4

Period: 2019-11-29

See Remarks

Transactions

Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−1,269$43,374→ 27,426 total
Award
Restricted Stock Units - 2019
2019-11-29+3,637→ 3,637 total
→ Common Stock, par value $0.01 per share (3,637 underlying)
Exercise/Conversion
Restricted Stock Units (2018 STI)
2019-11-30−859→ 0 total
→ Common Stock, par value $0.01 per share (859 underlying)
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+859→ 22,490 total
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-01+628→ 25,149 total
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-02+656→ 25,805 total
Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−878$30,010→ 26,548 total
Award
Common Stock, par value $0.01 per share
2019-12-02+2,890→ 28,695 total
Award
Restricted Stock Units (2019 STI)
2019-11-29+759→ 759 total
→ Common Stock, par value $0.01 per share (759 underlying)
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+2,031→ 24,521 total
Exercise/Conversion
Restricted Stock Units - 2018
2019-11-30−2,031→ 4,065 total
→ Common Stock, par value $0.01 per share (2,031 underlying)
Exercise/Conversion
Restricted Stock Units - 2017
2019-12-01−628→ 631 total
→ Common Stock, par value $0.01 per share (628 underlying)
Exercise/Conversion
Restricted Stock Units - 2016
2019-12-02−656→ 0 total
→ Common Stock, par value $0.01 per share (656 underlying)

Footnotes (10)

[F1]The vesting and issuance of performance stock units granted in December 2016 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2019.
[F10]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
[F2]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
[F3]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
[F4]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
[F5]The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
[F6]The restricted stock units vest on November 29, 2020. The restricted stock units have no expiration date.
[F7]The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.
[F8]The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
[F9]The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.

Documents

1 file

Great Western Bancorp, Inc.

CIK 0001613665

Entity typeother