GOUGH MICHAEL 4

Accession 0001613665-19-000070

CIK 0001613665other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 5:21 PM ET

Size

27.1 KB

Accession

0001613665-19-000070

Form 4

Period: 2019-11-29

EVP and Chief Credit Officer

Transactions

Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-02+150→ 7,038 total
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+812→ 6,089 total
Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−433$14,800→ 7,258 total
Award
Restricted Stock Units (2019 STI)
2019-11-29+270→ 270 total
→ Common Stock, par value $0.01 per share (270 underlying)
Exercise/Conversion
Restricted Stock Units - 2018
2019-11-30−455→ 912 total
→ Common Stock, par value $0.01 per share (455 underlying)
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+455→ 6,544 total
Award
Restricted Stock Units - 2019
2019-11-29+1,091→ 1,091 total
→ Common Stock, par value $0.01 per share (1,091 underlying)
Exercise/Conversion
Restricted Stock Units - 2016
2019-12-02−150→ 0 total
→ Common Stock, par value $0.01 per share (150 underlying)
Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-01+344→ 6,888 total
Award
Common Stock, par value $0.01 per share
2019-12-02+653→ 7,691 total
Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−160$5,469→ 7,098 total
Exercise/Conversion
Restricted Stock Units (2018 STI)
2019-11-30−812→ 0 total
→ Common Stock, par value $0.01 per share (812 underlying)
Exercise/Conversion
Restricted Stock Units - 2017
2019-12-01−344→ 347 total
→ Common Stock, par value $0.01 per share (344 underlying)

Footnotes (10)

[F1]The vesting and issuance of performance stock units granted in December 2016 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2019.
[F10]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
[F2]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
[F3]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
[F4]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
[F5]The restricted stock units vest on November 29, 2020. The restricted stock units have no expiration date.
[F6]The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
[F7]The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.
[F8]The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
[F9]The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.

Documents

1 file

Great Western Bancorp, Inc.

CIK 0001613665

Entity typeother