4//SEC Filing
Karels Kenneth James 4
Accession 0001613665-19-000078
CIK 0001613665other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:27 PM ET
Size
31.4 KB
Accession
0001613665-19-000078
Insider Transaction Report
Form 4
Karels Kenneth James
DirectorSee Remarks
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−6,200$211,916→ 62,964 total - Award
Restricted Stock Units - 2019
2019-11-29+14,606→ 14,606 total→ Common Stock, par value $0.01 per share (14,606 underlying) - Award
Common Stock, par value $0.01 per share
2019-12-02+17,056→ 69,164 total - Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−4,154$141,984→ 58,810 total - Exercise/Conversion
Restricted Stock Units - 2018
2019-11-30−4,483→ 8,968 total→ Common Stock, par value $0.01 per share (4,483 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-01+3,713→ 48,239 total - Award
Restricted Stock Units (2019 STI)
2019-11-29+5,101→ 5,101 total→ Common Stock, par value $0.01 per share (5,101 underlying) - Exercise/Conversion
Restricted Stock Units (2017 STI)
2019-12-01−6,147→ 0 total→ Common Stock, par value $0.01 per share (6,147 underlying) - Exercise/Conversion
Restricted Stock Units - 2017
2019-12-01−3,713→ 3,714 total→ Common Stock, par value $0.01 per share (3,713 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+4,483→ 31,145 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-02+3,869→ 52,108 total - Exercise/Conversion
Restricted Stock Units (2018 STI)
2019-11-30−7,234→ 7,234 total→ Common Stock, par value $0.01 per share (7,234 underlying) - Exercise/Conversion
Restricted Stock Units - 2016
2019-12-02−3,869→ 0 total→ Common Stock, par value $0.01 per share (3,869 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+7,234→ 38,379 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-01+6,147→ 44,526 total
Holdings
- 24,800(indirect: By Spouse)
Common Stock, par value $0.01 per share
Footnotes (11)
- [F1]The vesting and issuance of performance stock units granted in December 2016 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2019.
- [F10]The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
- [F11]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- [F2]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
- [F3]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- [F5]The restricted stock units vest in two annual equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
- [F6]The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
- [F7]The restricted stock units vest in two annual equal installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- [F8]The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- [F9]The restricted stock units vest in two annual equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
Documents
Issuer
Great Western Bancorp, Inc.
CIK 0001613665
Entity typeother
Related Parties
1- filerCIK 0001622162
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 5:27 PM ET
- Size
- 31.4 KB