Karels Kenneth James 4
4 · Great Western Bancorp, Inc. · Filed Dec 3, 2019
Insider Transaction Report
Form 4
Karels Kenneth James
DirectorSee Remarks
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−6,200$211,916→ 62,964 total - Award
Restricted Stock Units - 2019
2019-11-29+14,606→ 14,606 total→ Common Stock, par value $0.01 per share (14,606 underlying) - Award
Common Stock, par value $0.01 per share
2019-12-02+17,056→ 69,164 total - Tax Payment
Common Stock, par value $0.01 per share
2019-12-02$34.18/sh−4,154$141,984→ 58,810 total - Exercise/Conversion
Restricted Stock Units - 2018
2019-11-30−4,483→ 8,968 total→ Common Stock, par value $0.01 per share (4,483 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-01+3,713→ 48,239 total - Award
Restricted Stock Units (2019 STI)
2019-11-29+5,101→ 5,101 total→ Common Stock, par value $0.01 per share (5,101 underlying) - Exercise/Conversion
Restricted Stock Units (2017 STI)
2019-12-01−6,147→ 0 total→ Common Stock, par value $0.01 per share (6,147 underlying) - Exercise/Conversion
Restricted Stock Units - 2017
2019-12-01−3,713→ 3,714 total→ Common Stock, par value $0.01 per share (3,713 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+4,483→ 31,145 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-02+3,869→ 52,108 total - Exercise/Conversion
Restricted Stock Units (2018 STI)
2019-11-30−7,234→ 7,234 total→ Common Stock, par value $0.01 per share (7,234 underlying) - Exercise/Conversion
Restricted Stock Units - 2016
2019-12-02−3,869→ 0 total→ Common Stock, par value $0.01 per share (3,869 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-11-30+7,234→ 38,379 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2019-12-01+6,147→ 44,526 total
Holdings
- 24,800(indirect: By Spouse)
Common Stock, par value $0.01 per share
Footnotes (11)
- [F1]The vesting and issuance of performance stock units granted in December 2016 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2019.
- [F10]The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
- [F11]The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- [F2]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
- [F3]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- [F5]The restricted stock units vest in two annual equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
- [F6]The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
- [F7]The restricted stock units vest in two annual equal installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- [F8]The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- [F9]The restricted stock units vest in two annual equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.