Chapman Peter Robert 4

4 · Great Western Bancorp, Inc. · Filed Dec 1, 2021

Form 4

Period: 2021-11-30

See Remarks

Transactions

Exercise/Conversion
Common Stock, par value $0.01 per share
2021-11-30+1,385→ 41,833 total
Tax Payment
Common Stock, par value $0.01 per share
2021-11-30−496→ 43,034 total
Exercise/Conversion
Restricted Stock Units - 2018
2021-11-30−1,385→ 0 total
→ Common Stock, par value $0.01 per share (1,385 underlying)
Tax Payment
Common Stock, par value $0.01 per share
2021-11-30−338→ 41,495 total
Award
Common Stock, par value $0.01 per share
2021-11-30+2,035→ 43,530 total

Holdings

Restricted Stock Units - 2021
→ Common Stock, par value $0.01 per share (9,265 underlying)
9,265
Restricted Stock Units - 2020
→ Common Stock, par value $0.01 per share (5,987 underlying)
5,987
Restricted Stock Units
→ Common Stock, par value $0.01 per share (16,496 underlying)
16,496
Restricted Stock Units - 2019
→ Common Stock, par value $0.01 per share (1,504 underlying)
1,504

Footnotes (9)

[F1]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
[F2]The vesting and issuance of performance stock units granted in November 2018 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2021.
[F3]The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
[F4]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
[F5]The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
[F6]The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
[F7]The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
[F8]The restricted stock units vest on February 10, 2022. The restricted stock units have no expiration date.
[F9]The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.

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