BORRECCO MARK CHARLES 4
4 · Great Western Bancorp, Inc. · Filed Feb 3, 2022
Insider Transaction Report
Form 4
BORRECCO MARK CHARLES
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2022-02-01+17,382→ 39,516 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-02-01+15,215→ 54,731 total - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-02-01+26,898→ 81,629 total - Tax Payment
Common Stock, par value $0.01 per share
2022-02-01−25,383→ 56,246 total - Award
Common Stock, par value $0.01 per share
2022-02-01+16,129→ 72,375 total - Exercise/Conversion
Restricted Stock Units
2022-02-01−8,065→ 0 total→ Common Stock, par value $0.01 per share (8,065 underlying) - Exercise/Conversion
Restricted Stock Units - 2020
2022-02-01−17,382→ 0 total→ Common Stock, par value $0.01 per share (17,382 underlying) - Exercise/Conversion
Restricted Stock Units Feb 2021
2022-02-01−15,215→ 0 total→ Common Stock, par value $0.01 per share (15,215 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2022-02-01+8,065→ 22,134 total - Award
Common Stock, par value $0.01 per share
2022-02-01+33,111→ 105,486 total - Tax Payment
Common Stock, par value $0.01 per share
2022-02-01−15,876→ 89,610 total - Exercise/Conversion
Restricted Stock Units - 2021
2022-02-01−26,898→ 0 total→ Common Stock, par value $0.01 per share (26,898 underlying)
Footnotes (9)
- [F1]The restricted stock units vest in two annual equal installments beginning on March 9, 2021. The vesting of the restricted stock units accelerated upon change in control.
- [F2]The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control.
- [F3]The restricted stock units vest in four annual equal installments beginning on February 10, 2022. The vesting of the restricted stock units accelerated upon change in control.
- [F4]The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control.
- [F5]The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control.
- [F6]The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target.
- [F7]The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target.
- [F8]The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control.
- [F9]Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.